Institutional Compliance & Operational Governance

Investment Compliance Software:
Automated Compliance & Operations Management

AlternativeSoft's compliance and operations management platform delivers automated pre-trade compliance, ODD compliance flagging, audit trails and governance tools — built for institutional investors in alternative assets.

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150+
Institutional Clients
Worldwide
$1.5tn+
AuM Managed by
Our Clients
500k+
Funds in Our
Database
20+
Years of Excellence
Since 2005
Compliance Capabilities

Comprehensive Investment Compliance Tools

Automated compliance at every stage of the investment workflow.

Pre-Trade Compliance

Automated compliance checks before every trade — cash availability, strategy rules, lockup constraints and IPS validation.

ODD Compliance Flagging

AI-powered identification of compliance risk, regulatory gaps and disclosure anomalies in due diligence questionnaire responses.

Audit Trail & Governance

Complete audit trail of all user activities, trade decisions and due diligence actions — supporting regulatory compliance and internal governance.

Automated Pre-Trade Compliance Checks
Pre-Trade Compliance

Automated Pre-Trade Compliance Checks

AlternativeSoft's pre-trade compliance engine checks every proposed trade against cash availability, investment policy constraints, strategy rules and lockup periods — preventing breaches before they occur.

  • Cash availability: verify sufficient liquidity before any trade execution
  • IPS constraint validation: enforce investment policy statement rules automatically
  • Strategy limits: concentration limits, exposure caps and asset class constraints
  • Lockup enforcement: hard and soft lockup constraints at investor and fund level
  • Gate management: automatic flagging of redemption gates before submission
  • Compliance reporting: pre-trade and post-trade compliance reports for investment committee
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Compliance Built Into Due Diligence
ODD Compliance

Compliance Built Into Due Diligence

AlternativeSoft's Cloud ODD platform automatically flags compliance risk in DDQ responses — identifying regulatory issues, operational red flags and disclosure gaps before they reach the investment committee.

  • Automated flagging: identify compliance gaps in questionnaire responses instantly
  • Regulatory alignment: check responses against regulatory requirements automatically
  • Red flag detection: operational risk, disclosure anomalies and governance issues
  • Compliance workflow: route flagged items to appropriate reviewers automatically
  • Audit trail: complete record of all compliance checks, findings and resolutions
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Testimonials

Trusted by Leading Institutions

"

AlternativeSoft streamlines many useful performance-based analytics including portfolio optimisation, peer evaluation and relative analyses. One of the easiest softwares for portfolio what-if and customised fund fact sheets I have ever handled.

Aberdeen Asset Management
Head of Risk Management
★★★★★
"

AlternativeSoft is a practical and user-friendly tool used as part of our portfolio construction and risk management process. Their extensive support and responsiveness provides added value.

AllianceBernstein
Risk Management & Portfolio Construction
★★★★★
"

From statistical analysis on a single hedge fund, screening the investment universe, peer group analysis, portfolio construction to risk analysis and stress testing — one of the most effective, intuitive, and efficient tools I have handled.

BNP Paribas Capital Partners
Hedge Fund Solutions
★★★★★
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See AlternativeSoft
in Action

Join 150+ institutional investors. Book a personalised demo tailored to your needs today.

  • Live walkthrough of the full platform
  • Tailored to your investment mandate
  • Q&A with our investment analytics specialists
  • Free trial access following the demo
Hedgeweek Best Risk Management Software — voted by clients 4 years running
UK: 10 Lower Thames Street, London EC3R 6AF

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